-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GazZRlSLMcywH7FW/r8o7MQLVlFImnoBQpHZC4NIor8W97HTwYxtBXywgy/xF5xd BVr9RvCSK59BXK+pv8aVlw== 0001104659-08-009292.txt : 20080212 0001104659-08-009292.hdr.sgml : 20080212 20080212134002 ACCESSION NUMBER: 0001104659-08-009292 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080212 DATE AS OF CHANGE: 20080212 GROUP MEMBERS: ANDREW T. SHEEHAN GROUP MEMBERS: DAVID E. SWEET GROUP MEMBERS: DAVID L. ANDERSON GROUP MEMBERS: G. LEONARD BAKER, JR. GROUP MEMBERS: GREGORY P. SANDS GROUP MEMBERS: JAMES C. GAITHER GROUP MEMBERS: JAMES N. WHITE GROUP MEMBERS: JEFFREY W. BIRD GROUP MEMBERS: TENCH COXE GROUP MEMBERS: WILLIAM H. YOUNGER, JR. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Data Domain, Inc. CENTRAL INDEX KEY: 0001391984 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 943412175 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83699 FILM NUMBER: 08597213 BUSINESS ADDRESS: STREET 1: 2300 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: (408) 980-4800 MAIL ADDRESS: STREET 1: 2300 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95050 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUTTER HILL VENTURES CENTRAL INDEX KEY: 0000879051 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 4154935600 MAIL ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: SUITE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 SC 13G 1 a08-5025_1sc13g.htm SC 13G

 

 

 

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 

Data Domain, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

23767P109

(CUSIP Number)

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
Sutter Hill Ventures, A California Limited Partnership   77-0287059

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
California, USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
4,917,568

 

6.

Shared Voting Power
-0-

 

7.

Sole Dispositive Power
4,917,568

 

8.

Shared Dispositive Power
-0-

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,917,568

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
8.7%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
David L. Anderson

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
220,436*

 

6.

Shared Voting Power
4,917,568**

 

7.

Sole Dispositive Power
220,436*

 

8.

Shared Dispositive Power
4,917,568**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,138,004

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.1%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

*   Includes 220,436 shares held by Anvest, L.P. of which the reporting person is the General Partner.  The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

3



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
G. Leonard Baker, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
292,132*

 

6.

Shared Voting Power
4,917,568**

 

7.

Sole Dispositive Power
292,132*

 

8.

Shared Dispositive Power
4,917,568**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,209,700

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.2%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

*   Includes 292,132 shares held by Saunders Holdings, L.P. of which the reporting person is a General Partner.  The reporting person disclaims beneficial ownership of the partnership's shares except as to the reporting person's pecuniary interest therein.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

4



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
William H. Younger, Jr.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
344,950*

 

6.

Shared Voting Power
4,917,568**

 

7.

Sole Dispositive Power
344,950*

 

8.

Shared Dispositive Power
4,917,568**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,262,518

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.3%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

*   Includes 310,762 shares held in The Younger Living Trust of which the reporting person is the trustee and 34,188 shares owned by the children of the reporting person.  The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.  The reporting person disclaims beneficial ownership of the children’s shares.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

5



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
Tench Coxe

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
490,056*

 

6.

Shared Voting Power
4,917,568**

 

7.

Sole Dispositive Power
490,056*

 

8.

Shared Dispositive Power
4,917,568**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,407,624

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
9.5%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

*  Includes 93,127 shares held in The Coxe Revocable Trust of which the reporting person is a trustee, 296,367 shares held by a retirement trust for the benefit of the reporting person and 100,562 shares held by Rooster Partners, L.P.  of which the reporting person is a trustee of a trust which is the General Partner.  The reporting person disclaims beneficial ownership of the revocable trust’s and the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

6



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
Gregory P. Sands

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
53,772*

 

6.

Shared Voting Power
4,917,568**

 

7.

Sole Dispositive Power
53,772*

 

8.

Shared Dispositive Power
4,917,568**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,971,340

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
8.8%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

*   Includes 42,505 shares held in the Gregory P. and Sarah J.D. Sands Trust Agreement of which the reporting person is a trustee and 11,267 shares held in the Gregory P. Sands Charitable Remainder Unitrust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the trusts’ shares except as to the reporting person's pecuniary interest therein.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

7



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
James C. Gaither

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
27,031*

 

6.

Shared Voting Power
4,917,568**

 

7.

Sole Dispositive Power
27,031*

 

8.

Shared Dispositive Power
4,917,568**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,944,599

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
8.7%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

*  Includes 12,651 shares held by Tallack Partners, L.P. of which the reporting person is the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

8



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
James N. White

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
53,772*

 

6.

Shared Voting Power
4,917,568**

 

7.

Sole Dispositive Power
53,772*

 

8.

Shared Dispositive Power
4,917,568**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,971,340

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
8.8%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

*  Includes 53,772 shares held in The White Family Trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

9



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
Jeffrey W. Bird

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
107,543*

 

6.

Shared Voting Power
4,917,568**

 

7.

Sole Dispositive Power
107,543*

 

8.

Shared Dispositive Power
4,917,568**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,025,111

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
8.9%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

*  Includes 107,543 shares held in the Jeffrey W. and Christina R. Bird Trust Agreement of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

10



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
David E. Sweet

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
72,861*

 

6.

Shared Voting Power
4,917,568**

 

7.

Sole Dispositive Power
72,861*

 

8.

Shared Dispositive Power
4,917,568**

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,990,429

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
8.8%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

*   Includes 72,861 shares held by a retirement trust for the benefit of the reporting person. 

 

** Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

11



 

 

CUSIP No. 23767P109

 

 

1.

Names of Reporting Persons
Andrew T. Sheehan

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
USA

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
4,917,568*

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
4,917,568*

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,917,568

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
8.7%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

* Shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person's pecuniary interest therein.

 

12



 

 

Item 1.

 

(a)

Name of Issuer
Data Domain, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
2300 Central Expressway, Santa Clara, CA  95050

 

Item 2.

 

(a)

Name of Person Filing
Exhibit A is hereby incorporated by reference

 

(b)

Address of Principal Business Office or, if none, Residence
See Exhibit A

 

(c)

Citizenship
See Exhibit A

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
23767P109

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

N/A

 

13



 

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

See Exhibit A which is hereby incorporated by reference and related pages 2 to 12

 

(b)

Percent of class:   

See Exhibit A which is hereby incorporated by reference and related pages 2 to 12

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

***

 

 

(ii)

Shared power to vote or to direct the vote    

***

 

 

(iii)

Sole power to dispose or to direct the disposition of   

***

 

 

(iv)

Shared power to dispose or to direct the disposition of   

***


*** See Exhibit A which is hereby incorporated by reference and related pages 2 to 12. Messrs. Anderson, Baker, Younger, Coxe, Sands, Gaither, White, Bird, Sweet and Sheehan are Managing Directors of the General Partner of Sutter Hill Ventures, A California Limited Partnership, and as such share voting and dispositive power over the shares held by the partnership.

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

N/A

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

N/A

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

N/A

 

Item 8.

Identification and Classification of Members of the Group

See Exhibit A

 

Item 9.

Notice of Dissolution of Group

N/A

 

Item 10.

Certification

N/A

 

14



 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

2/12/2008

 

Date

 

 

Sutter Hill Ventures, A California Limited Partnership


/s/ James N. White

 

Signature

 


James N. White
Managing Director of the General Partner

 

Name/Title

 


/s/ David L. Anderson

 

Signature

 


/s/ G. Leonard Baker, Jr.

 

Signature

 


/s/ William H. Younger, Jr.

 

Signature

 


/s/ Tench Coxe

 

Signature

 


/s/ Gregory P. Sands

 

Signature

 


/s/ James C. Gaither

 

Signature

 


/s/ James N. White

 

Signature

 


/s/ Jeffrey W. Bird

 

Signature

 


/s/ David E. Sweet

 

Signature

 


/s/ Andrew T. Sheehan

 

Signature

 

15


 


 

EXHIBIT A TO SCHEDULE 13G - DATA DOMAIN, INC.

 

 

 

Aggregate Number of
Shares Beneficially Owned

 

% of
Total Shares

 

Name of Originator

 

Individual

 

 

Aggregate

 

 

 

 

 

 

 

 

 

 

 

 

Sutter Hill Ventures, A California Limited Partnership

 

4,917,568

 

 

 

 

 

8.7

%

 

     

 

   

 

 

 

 

 

 

David L. Anderson

 

220,436

 

Note 2

 

  

 

0.4

%

 

 

 

 

 

5,138,004

 

Note 1

9.1

%

 

 

 

 

 

 

 

 

 

 

G. Leonard Baker, Jr.

 

292,132

 

Note 3

 

 

 

0.5

%

 

 

 

 

 

5,209,700

 

Note 1

9.2

%

 

 

 

 

 

 

 

 

 

 

William H. Younger, Jr.

 

344,950

 

Note 4

 

 

 

0.6

%

 

 

 

 

 

5,262,518

 

Note 1

9.3

%

 

 

 

 

 

 

 

 

 

 

Tench Coxe

 

490,056

 

Note 5

 

 

 

0.9

%

 

 

 

 

 

5,407,624

 

Note 1

9.5

%

 

 

 

 

 

 

 

 

 

 

Gregory P. Sands

 

53,772

 

Note 6

 

 

 

0.1

%

 

 

 

 

 

4,971,340

 

Note 1

8.8

%

 

 

 

 

 

 

 

 

 

 

James C. Gaither

 

27,031

 

Note 7

 

 

 

0.0

%

 

 

 

 

 

4,944,599

 

Note 1

8.7

%

 

 

 

 

 

 

 

 

 

 

James N. White

 

53,772

 

Note 8

 

 

 

0.1

%

 

 

 

 

 

4,971,340

 

Note 1

8.8

%

 

 

 

 

 

 

 

 

 

 

Jeffrey W. Bird

 

107,543

 

Note 9

 

 

 

0.2

%

 

 

 

 

 

5,025,111

 

Note 1

8.9

%

 

 

 

 

 

 

 

 

 

 

David E. Sweet

 

72,861

 

Note 10

 

 

 

0.1

%

 

 

 

 

 

4,990,429

 

Note 1

8.8

%

 

 

 

 

 

 

 

 

 

 

Andrew T. Sheehan

 

0

 

 

 

 

 

0.0

%

 

 

 

 

 

4,917,568

 

Note 1

8.7

%


The partnerships are organized in California. The individuals are all U.S. citizens and residents.

 

None of the above has been convicted in any criminal proceedings nor have they been subject to judgments, decrees, or final orders enjoining future violations of Federal or State securities laws.

 

All of the parties are individuals or entities in the venture capital business.

 

Note 1:  Includes individual shares plus all shares held by Sutter Hill Ventures, A California Limited Partnership, of which the reporting person is a Managing Director of the General Partner.  The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 2:  Includes 220,436 shares held by Anvest, L.P. of which the reporting person is the General Partner.  The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 3: Includes 292,132 shares held by Saunders Holdings, L.P.  of which the reporting person is a General Partner.  The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 4:  Includes 310,762 shares held in The Younger Living Trust of which the reporting person is the trustee and 34,188 shares owned by the children of the reporting person. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.  The reporting person disclaims beneficial ownership of the children’s shares.

 

Note 5:  Includes 93,127 shares held in The Coxe Revocable Trust of which the reporting person is a trustee, 296,367 shares held by a retirement trust for the benefit of the reporting person and 100,562 shares held by Rooster Partners, L.P. of which the reporting person is a trustee of a trust which is the General Partner.  The reporting person disclaims beneficial ownership of the revocable trust’s and the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 6: Includes 42,505 shares held in the Gregory P. and Sarah J.D. Sands Trust Agreement of which the reporting person is a trustee and 11,267 shares  held in the Gregory P. Sands Charitable Remainder Unitrust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the trusts’ shares except as to the reporting person’s pecuniary interest therein.

 

Note 7: Includes 12,651 shares held by Tallack Partners, L.P. of which the reporting person is the General Partner. The reporting person disclaims beneficial ownership of the partnership’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 8: Includes 53,772 shares held in The White Family Trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 9: Includes 107,543 shares held in the Jeffrey W. and Christina R. Bird Trust Agreement of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of the trust’s shares except as to the reporting person’s pecuniary interest therein.

 

Note 10: Includes 72,861 shares held by a retirement trust for the benefit of the reporting person.

 


 

-----END PRIVACY-ENHANCED MESSAGE-----